RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- P••••••• A•••• M••••••••• G••••• C••••••••• ••••• independent RIA currentsince Jan 29, 2023 · Shreveport, La
- P••••••• A•••• M••••••••• G••••• C••••••••• ••••• independent RIADec 22, 2022 to Dec 31, 2022 · Shreveport, La
- S•••••••• F••••••••• I••• formerMar 16, 2017 to Jan 24, 2023 · Shreveport, La
- S•••••••• F••••••••• I••• to P••••••• A•••• M••••••••• G••••• C••••••••• •••••left Jan 24, 2023, registered Dec 22, 2022 (-33 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••••• M•••• D•••••••• left S•••••••• F••••••••• I••• for P••••••• A•••• M••••••••• G••••• C••••••••• ••••• (registered 2022-12-22)Jan 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address