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RIA / WealthAdvisorCertified Financial Planner20 years in industry

LAUREN ROSE TANKSLEY

Advisor at COMPASS FINANCIAL ADVISORY SERVICES, LLC

ORMOND BEACH, FL | White Georgia, GA

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Search this name across graphsid dfx:ria:d589e3f2-ccc9-21e5-52d2-24be8d231ceb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS FINANCIAL ADVISORY SERVICES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 3, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S65
First exam: Mar 3, 2006
First registration: Mar 6, 2006
Dual registered: no
Other names: LAUREN ROSE APPLEBY|LAUREN SEGERS|LAUREN ROSE BETTS
IAPD individual key: 4884656

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS FINANCIAL ADVISORY SERVICES, LLC	Independent wealth	Feb 15, 2022	n/a	yes	White Georgia, GA\|ORMOND BEACH, FL	Current employment
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Mar 30, 2020	Feb 4, 2022	no	White, GA\|URBANDALE, IA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jun 24, 2019	no	ATLANTA, GA\|OAKDALE, MN	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 11, 2018	Mar 1, 2019	no	ATLANTA, GA\|MINNEAPOLIS, MN	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 10, 2017	Dec 18, 2017	no	ATLANTA, GA\|MINNEAPOLIS, MN	Previous registration
BLUE DUCK WEALTH MANAGEMENT	Former SEC adviser	Feb 1, 2017	May 10, 2017	no	ROSWELL, GA	Previous registration
ETHOS CAPITAL GROUP, LLC	Former SEC adviser	Jan 1, 2010	Jun 15, 2015	no	LITTLE ROCK, AR	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 6, 2006	Oct 16, 2006	no	JONESBORO, AR\|NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY ALLIANCE, LLC	COMPASS FINANCIAL ADVISORY SERVICES, LLC	Feb 4, 2022	Feb 15, 2022	11	Firm change	RIA to new firm
WOODBURY FINANCIAL SERVICES, INC.	INTEGRITY ALLIANCE, LLC	Jun 24, 2019	Mar 30, 2020	280	Firm change	Ibd to RIA
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
BLUE DUCK WEALTH MANAGEMENT	QUESTAR ASSET MANAGEMENT, INC.	May 10, 2017	May 10, 2017	0	Firm change	Other
ETHOS CAPITAL GROUP, LLC	BLUE DUCK WEALTH MANAGEMENT	Jun 15, 2015	Feb 1, 2017	597	Firm change after gap	Other
MORGAN STANLEY DW INC.	ETHOS CAPITAL GROUP, LLC	Oct 16, 2006	Jan 1, 2010	1,173	Firm change after gap	Other

Relationships

Registered with (7)

→ COMPASS FINANCIAL ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Feb 15, 2022 to presentfactForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Mar 30, 2020 to Feb 4, 2022factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jun 24, 2019factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 11, 2018 to Mar 1, 2019factForm ADV
→ BLUE DUCK WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 1, 2017 to May 10, 2017factForm ADV
→ ETHOS CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 1, 2010 to Jun 15, 2015factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 6, 2006 to Oct 16, 2006factForm ADV

Dated events

Occurred
Feb 4, 2022
Advisor changed firm
Lauren Rose Tanksley left Integrity Alliance, Llc for Compass Financial Advisory Services, Llc (registered 2022-02-15)
Form ADVobserved 4 days ago