RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• R••• T•••••••
- C•••••• F•••••••• A••••••• S•••••••• L•• independent RIA currentsince Feb 15, 2022 · White Georgia, Ga
- I•••••••• A•••••••• L•• BD affiliatedMar 30, 2020 to Feb 4, 2022 · White, Ga
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jun 24, 2019 · Atlanta, Ga
- Q•••••• A•••• M••••••••• I••• formerSep 11, 2018 to Mar 1, 2019 · Atlanta, Ga
- Q•••••• A•••• M••••••••• I••• formerMay 10, 2017 to Dec 18, 2017 · Atlanta, Ga
- B••• D••• W••••• M••••••••• formerFeb 1, 2017 to May 10, 2017 · Roswell, Ga
- E•••• C•••••• G••••• L•• formerJan 1, 2010 to Jun 15, 2015 · Little Rock, Ar
- M••••• S•••••• D• I••• unclassifiedMar 6, 2006 to Oct 16, 2006 · Jonesboro, Ar
- I•••••••• A•••••••• L•• to C•••••• F•••••••• A••••••• S•••••••• L••left Feb 4, 2022, registered Feb 15, 2022 (11 days) · RIA to a newly registered adviser
- W••••••• F•••••••• S•••••••• I••• to I•••••••• A•••••••• L••left Jun 24, 2019, registered Mar 30, 2020 (280 days) · Affiliated broker-dealer or bank to independent RIA
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- B••• D••• W••••• M••••••••• to Q•••••• A•••• M••••••••• I•••left May 10, 2017, registered May 10, 2017 (0 days) · Other
- E•••• C•••••• G••••• L•• to B••• D••• W••••• M•••••••••left Jun 15, 2015, registered Feb 1, 2017 (597 days) · Other
- M••••• S•••••• D• I••• to E•••• C•••••• G••••• L••left Oct 16, 2006, registered Jan 1, 2010 (1173 days) · Other
- L••••• R••• T••••••• left I•••••••• A•••••••• L•• for C•••••• F•••••••• A••••••• S•••••••• L•• (registered 2022-02-15)Feb 4, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address