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Advisor at ALTON POINT ADVISORS, LLC
WESTMINSTER, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTON POINT ADVISORS, LLC | State registered | Oct 25, 2022 | n/a | yes | WESTMINSTER, MD | Current employment |
| SFG WEALTH MANAGEMENT | Independent wealth | Jun 26, 2017 | Jun 1, 2022 | no | Towson, MD | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | May 7, 2009 | Jun 30, 2017 | no | OWINGS MILLS, MD|HAMPSTEAD, MD|SYKESVILLE, MD|WOODBINE, MD|SYKESVILLE, MD|WESTMINSTER, MD|WESTMINSTER, MD|WESTMINSTER, MD|BALTIMORE, MD|BALTIMORE, MD|TOWSON, MD|BALTIMORE, MD|UNION BRIDGE, MD|TANEYTOWN, MD|REISTERSTOWN, MD|GLENELG, MD|ELLICOT CITY, MD|ELLICOT CITY, MD | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 16, 2007 | Feb 19, 2009 | no | WESTMINSTER, MD | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 25, 2006 | Oct 9, 2006 | no | COLUMBIA, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SFG WEALTH MANAGEMENT | ALTON POINT ADVISORS, LLC | Jun 1, 2022 | Oct 25, 2022 | 146 | Firm change | RIA to state RIA |
| PNC WEALTH MANAGEMENT | SFG WEALTH MANAGEMENT | Jun 30, 2017 | Jun 26, 2017 | -4 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | PNC WEALTH MANAGEMENT | Feb 19, 2009 | May 7, 2009 | 77 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CITIGROUP GLOBAL MARKETS INC. | Oct 9, 2006 | Jan 16, 2007 | 99 | Firm change | Other |