RIA Intelligence

• A•••• P•••• A•••••••• L•• state registered current
  since Oct 25, 2022 · Westminster, Md
• S•• W••••• M••••••••• independent RIA
  Jun 26, 2017 to Jun 1, 2022 · Towson, Md
• P•• W••••• M••••••••• BD affiliated
  May 7, 2009 to Jun 30, 2017 · Owings Mills, Md
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 16, 2007 to Feb 19, 2009 · Westminster, Md
• A••••••••• F•••••••• S•••••••• L•• national BD
  Sep 25, 2006 to Oct 9, 2006 · Columbia, Md

• S•• W••••• M••••••••• to A•••• P•••• A•••••••• L••
  left Jun 1, 2022, registered Oct 25, 2022 (146 days) · RIA to a state-registered adviser
• P•• W••••• M••••••••• to S•• W••••• M•••••••••
  left Jun 30, 2017, registered Jun 26, 2017 (-4 days) · Other
• C•••••••• G••••• M•••••• I••• to P•• W••••• M•••••••••
  left Feb 19, 2009, registered May 7, 2009 (77 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Oct 9, 2006, registered Jan 16, 2007 (99 days) · Other

• S•••• M•••••• B•••••••• left S•• W••••• M••••••••• for A•••• P•••• A•••••••• L•• (registered 2022-10-25)
  Jun 1, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address