DFX Intelligence

J••••• B•••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

J••••• B•••••• J••••

Advisor at L•• F•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:d5b5b205-c533-457d-00b5-5a39808eaa3f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Aug 26, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 29, 2020	n/a	yes	DENTON, TX\|COLLEGE STATION, TX\|AUSTIN, TX\|AUSTIN, TX\|SAN ANTONIO, TX\|EDINBURG, TX\|ARLINGTON, TX	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 28, 2017	Jun 1, 2020	no	San Antonio, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	L•• F•••••••• L••	Jun 1, 2020	May 29, 2020	-3	Firm change	Ibd to ibd
U••• F•••••••• P••••••• S•••••••	M•• I•••••••• S•••••••• L••	Jul 11, 2017	Jul 28, 2017

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 29, 2020 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 28, 2017 to Jun 1, 2020factForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 8, 2010 to Jul 11, 2017factForm ADV
→ M•••• M•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5b5b205-c533-457d-00b5-5a39808eaa3f
First observed: Aug 26, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.