DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••• G••••••••• L••
Latest filing May 5, 2026
First filing on the tape Jul 29, 2020 · 28 filings
SEC status approved since Aug 24, 2020
RAUM
$139M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
83%
$116M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$69.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$139M as of May 5, 2026
Mar 22, 2021$147M then
HNW client RAUM$111M as of May 5, 2026
Mar 22, 2021$121M then
State-registered IARs (5.B.3)2 as of May 5, 2026
Mar 22, 20212 then
Employees (5.A)2 as of May 5, 2026
Mar 22, 20214 then
Private funds: 1
RAUM +18% over the last fiscal year+13% a year over threeIARs 2 to 2
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $69.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15.1M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$111M80%
- Corporations and businesses$23.0M17%
- Individuals$4.9M3.5%
- Individual clients
- 15reported
- HNW clients
- 32reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 86reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15.1M for 5 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.83 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M••• S•••••• | Steamboat Springs, Co | Aug 28, 2020 | 12 y | 1 |
| F•••••••• C•••••••• L••• | Palm Beach, Fl | Aug 28, 2020 | 23 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• M••• S•••••• from R•••••• J•••• • A••••••••• I•••Aug 28, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
- F•••••••• C•••••••• L••• from R•••••• J•••• • A••••••••• I•••Aug 28, 2020 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•••••• J•••• • A••••••••• I•••Sep 3, 2020 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••• F••••••••• C•••••••• · Chief Executive Officer & Chief Investment Officercontrolsince 06/2020 · owns less than 5%
- L•••• F••••••••• C•••••••• · Ownercontrolsince 12/2021 · owns 75% or more of L••• I••••••••• H••••••• L••
- C••••••• G•••••• · Chief Compliance Officersince 06/2023 · owns less than 5%
Entity owners
- L••• I••••••••• H••••••• L•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palm Beach, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing May 5, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2026-03-12, yes on the filing of 2026-05-05peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing May 5, 2026advises private funds (Item 7.B): no on the filing of 2026-03-12, yes on the filing of 2026-05-05peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory activities · 2 to 3Mar 12, 2026 to May 5, 2026
- Private funds · unset to 1Mar 12, 2026 to May 5, 2026
- Accounts · 81 to 86Oct 9, 2025 to Mar 12, 2026
- HNW clients · 28 to 32Oct 9, 2025 to Mar 12, 2026
- Assets in custody · $10.9M to $15.1MOct 9, 2025 to Mar 12, 2026
- Discretionary RAUM · $118M to $139MOct 9, 2025 to Mar 12, 2026
- HNW RAUM · $91.6M to $111MOct 9, 2025 to Mar 12, 2026
- Individual RAUM · $4.0M to $4.9MOct 9, 2025 to Mar 12, 2026
- RAUM · $118M to $139MOct 9, 2025 to Mar 12, 2026
- Accounts · 86 to 81Feb 21, 2024 to Feb 27, 2025
- Charity clients · unset to 0.0Feb 21, 2024 to Feb 27, 2025
- Corporate clients · 4 to 3Feb 21, 2024 to Feb 27, 2025
- Individual clients · 17 to 15Feb 21, 2024 to Feb 27, 2025
- Pension plan clients · unset to 0.0Feb 21, 2024 to Feb 27, 2025
- Pooled vehicle clients · unset to 0.0Feb 21, 2024 to Feb 27, 2025
- Assets in custody · $9.7M to $10.9MFeb 21, 2024 to Feb 27, 2025
- Financial planning clients · 1-10 to 1-10Feb 21, 2024 to Feb 27, 2025
- HQ city · unset to Feb 21, 2024 to Feb 27, 2025
- HQ state · unset to Feb 21, 2024 to Feb 27, 2025
- Discretionary RAUM · $110M to $118MFeb 21, 2024 to Feb 27, 2025
- HNW RAUM · $3.6M to $91.6MFeb 21, 2024 to Feb 27, 2025
- Individual RAUM · $86.7M to $4.0MFeb 21, 2024 to Feb 27, 2025
- Pension RAUM · unset to 0.0Feb 21, 2024 to Feb 27, 2025
- Pooled vehicle RAUM · unset to 0.0Feb 21, 2024 to Feb 27, 2025
- RAUM · $110M to $118MFeb 21, 2024 to Feb 27, 2025
- Accounts · 104 to 86Aug 15, 2023 to Feb 21, 2024
- Corporate clients · 7 to 4Aug 15, 2023 to Feb 21, 2024
- HNW clients · 31 to 28Aug 15, 2023 to Feb 21, 2024
- Individual clients · 15 to 17Aug 15, 2023 to Feb 21, 2024
- Assets in custody · $8.9M to $9.7MAug 15, 2023 to Feb 21, 2024
- Discretionary RAUM · $95.7M to $110MAug 15, 2023 to Feb 21, 2024
- HNW RAUM · $66.1M to $3.6MAug 15, 2023 to Feb 21, 2024
- Individual RAUM · $2.9M to $86.7MAug 15, 2023 to Feb 21, 2024
- RAUM · $95.7M to $110MAug 15, 2023 to Feb 21, 2024
- Accounts · 110 to 104Mar 7, 2023 to Mar 30, 2023
- Corporate clients · 6 to 7Mar 7, 2023 to Mar 30, 2023
- Individual clients · 18 to 15Mar 7, 2023 to Mar 30, 2023
- Assets in custody · $15.9M to $8.9MMar 7, 2023 to Mar 30, 2023
- Employees · 3 to 2Mar 7, 2023 to Mar 30, 2023
- Discretionary RAUM · $143M to $95.7MMar 7, 2023 to Mar 30, 2023
Signals
4 dated events
- Eileen Rebele (Chief Compliance Officer, Chief Operating Officer And Chief Financial Officer) no longer on Schedule A of L••• G••••••••• L•• (listed 2022-06-15, absent 2023-03-07)Mar 7, 2023 · Control person left · inference
- L••• G••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 7, 2022 · Succession (Item 4) · fact
- Eileen Rebele (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of L••• G••••••••• L••Aug 18, 2021 · Control person joined · fact
- L••• G••••••••• filed its initial SEC registration (Form ADV)Jul 29, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@lanegenerational.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 617-865-3949reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/lane-generationalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- lanegenerational.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-865-3949reportedpublic record, Form ADV, May 5, 2026
- Contact form
- lanegenerational.com/connectreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- lanegenerational.com/about/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $69.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026