DFX Intelligence

C••••••••• A•••••••• V•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

C••••••••• A•••••••• V•••••••••

Advisor at J•••••• I••••••••• C••••••• I•••

CINCINNATI, OH | Andover, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5c18fe6-6b80-1a61-690c-7447b5a20e51

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• I••••••••• C••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• I••••••••• C••••••• I•••	Independent wealth	Sep 2, 2025	n/a	yes	Andover, MA\|CINCINNATI, OH	Current employment
A•• I••••••••• U•• I•••	I•••••••••_MANAGER	Nov 14, 2017	May 28, 2025	no	Andover, MA\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•• I••••••••• U•• I•••	J•••••• I••••••••• C••••••• I•••	May 28, 2025	Sep 2, 2025	97	Firm change	Other
W•••••••• A•••• M••••••••• I•••	A•• I••••••••• U•• I•••	Dec 2, 2015	Nov 14, 2017

Relationships

Registered with (6)

→ J•••••• I••••••••• C••••••• I•••Registered adviserregistration: current employment
Sep 2, 2025 to presentfactForm ADV
→ A•• I••••••••• U•• I•••Registered adviserregistration: previous registration
Nov 14, 2017 to May 28, 2025factForm ADV
→ W•••••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
May 20, 2015 to Dec 2, 2015factForm ADV
→ 3•• N•••• C••••••

Dated events

Occurred
May 28, 2025
Advisor changed firm
C••••••••• A•••••••• V••••••••• left A•• I••••••••• U•• I••• for J•••••• I••••••••• C••••••• I••• (registered 2025-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5c18fe6-6b80-1a61-690c-7447b5a20e51
First observed: Dec 4, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.