DFX Intelligence

T••••• S•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

T••••• S•••• W•••••••

Advisor at F•••• N••••••• A•••••••• L••

Overland Park, KS | OMAHA, NE

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Search this name across graphsid dfx:ria:d5ca8737-2355-d164-c106-513129420f37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• N••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• N••••••• A•••••••• L••	Mixed wealth	Oct 30, 2025	n/a	yes	Overland Park, KS\|OMAHA, NE	Current employment
U•• F•••••••• S•••••••• I•••	Independent wealth	Apr 19, 2023	Oct 14, 2025	no	Leawood, KS\|Independence, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S•••••••• I•••	F•••• N••••••• A•••••••• L••	Oct 14, 2025	Oct 30, 2025	16	Firm change	RIA to RIA
R•• C•••••• M••••••• L••	U•• F•••••••• S•••••••• I•••	May 9, 2017	Apr 19, 2023

Relationships

Registered with (5)

→ F•••• N••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 30, 2025 to presentfactForm ADV
→ U•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 19, 2023 to Oct 14, 2025factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 25, 2012 to May 9, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d5ca8737-2355-d164-c106-513129420f37
First observed: Feb 22, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.