RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• S•••• W•••••••
- F•••• N••••••• A•••••••• L•• mixed wealth currentsince Oct 30, 2025 · Overland Park, Ks
- U•• F•••••••• S•••••••• I••• independent RIAApr 19, 2023 to Oct 14, 2025 · Leawood, Ks
- R•• C•••••• M••••••• L•• national BDOct 25, 2012 to May 9, 2017 · Leawood, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Oct 26, 2012 · Leawood, Ks
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 22, 2006 to Oct 23, 2009 · Kansas City, Mo
- U•• F•••••••• S•••••••• I••• to F•••• N••••••• A•••••••• L••left Oct 14, 2025, registered Oct 30, 2025 (16 days) · RIA to RIA
- R•• C•••••• M••••••• L•• to U•• F•••••••• S•••••••• I•••left May 9, 2017, registered Apr 19, 2023 (2171 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Oct 26, 2012, registered Oct 25, 2012 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- T••••• S•••• W••••••• left U•• F•••••••• S•••••••• I••• for F•••• N••••••• A•••••••• L•• (registered 2025-10-30)Oct 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address