DFX Intelligence

Data Factory

RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)33 years in industry

John Patrick Collins

Advisor at TD PRIVATE CLIENT WEALTH LLC

King of Prussia, PA | EXTON, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d5eb7ff6-061f-d235-e77e-d47579fe6f14

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TD PRIVATE CLIENT WEALTH LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 27, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Jul 27, 1993
First registration: Aug 9, 2000
Dual registered: yes, broker-dealer
Other names: JOHN PATRICK COLLINS|JOHN COLLINS
IAPD individual key: 2295567

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TD PRIVATE CLIENT WEALTH LLC	Bd affiliated wealth	Jul 17, 2026	n/a	yes	EXTON, PA\|King of Prussia, PA	Current employment
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Dec 15, 2020	Dec 22, 2025	no	MALVERN, PA	Previous registration
OBERWEIS ASSET MANAGEMENT INC	Asset manager	Jul 7, 2011	Dec 15, 2020	no	LISLE, IL	Previous registration
PERSIMMON CAPITAL MANAGEMENT LP	Former SEC adviser	Jun 9, 2009	May 10, 2011	no	BLUE BELL, PA	Previous registration
VAN KAMPEN ADVISORS INC	n/a	Jun 20, 2007	Aug 13, 2008	no	HOUSTON, TX	Previous registration
BNY MELLON MANAGED INVESTMENTS, INC.	n/a	Aug 9, 2000	Feb 23, 2007	no	KING OF PRUSSIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANGUARD ADVISERS, INC.	TD PRIVATE CLIENT WEALTH LLC	Dec 22, 2025	Jul 17, 2026	207	Firm change	Ibd to ibd
OBERWEIS ASSET MANAGEMENT INC	VANGUARD ADVISERS, INC.	Dec 15, 2020	Dec 15, 2020	0	Firm change	Other
PERSIMMON CAPITAL MANAGEMENT LP	OBERWEIS ASSET MANAGEMENT INC	May 10, 2011	Jul 7, 2011	58	Firm change	Other
VAN KAMPEN ADVISORS INC	PERSIMMON CAPITAL MANAGEMENT LP	Aug 13, 2008	Jun 9, 2009	300	Firm change	Other
BNY MELLON MANAGED INVESTMENTS, INC.	VAN KAMPEN ADVISORS INC	Feb 23, 2007	Jun 20, 2007	117	Firm change	Other

Relationships

Registered with (6)

→ TD PRIVATE CLIENT WEALTH LLCRegistered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ VANGUARD ADVISERS, INC.Registered adviserregistration: previous registration
Dec 15, 2020 to Dec 22, 2025factForm ADV
→ OBERWEIS ASSET MANAGEMENT INCRegistered adviserregistration: previous registration
Jul 7, 2011 to Dec 15, 2020factForm ADV
→ PERSIMMON CAPITAL MANAGEMENT LPRegistered adviserregistration: previous registration
Jun 9, 2009 to May 10, 2011factForm ADV
→ VAN KAMPEN ADVISORS INCRegistered adviserregistration: previous registration
Jun 20, 2007 to Aug 13, 2008factForm ADV
→ BNY MELLON MANAGED INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 9, 2000 to Feb 23, 2007factForm ADV

Dated events

Occurred
Dec 22, 2025
Advisor changed firm
John Patrick Collins left Vanguard Advisers, Inc. for Td Private Client Wealth Llc (registered 2026-07-17)
Form ADVobserved 4 days ago