DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Patrick Collins
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as John Patrick Collins
At current firm
0 y
since Jul 17, 2026
In the industry
33 y
since Jul 27, 1993 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Td Private Client Wealth LLC BD affiliated currentsince Jul 17, 2026 · Exton, Pa
- Vanguard Advisers, Inc. BD affiliatedDec 15, 2020 to Dec 22, 2025 · Malvern, Pa
- Oberweis Asset Management Inc asset managerJul 7, 2011 to Dec 15, 2020 · Lisle, Il
- Persimmon Capital Management LP formerJun 9, 2009 to May 10, 2011 · Blue Bell, Pa
- Van Kampen Advisors Inc unclassifiedJun 20, 2007 to Aug 13, 2008 · Houston, Tx
- Bny Mellon Managed Investments, Inc. unclassifiedAug 9, 2000 to Feb 23, 2007 · King Of Prussia, Pa
Moves
a registration end followed by a registration begin elsewhere
- Vanguard Advisers, Inc. to Td Private Client Wealth LLCleft Dec 22, 2025, registered Jul 17, 2026 (207 days) · Affiliated broker-dealer or bank to another
- Oberweis Asset Management Inc to Vanguard Advisers, Inc.left Dec 15, 2020, registered Dec 15, 2020 (0 days) · Other
- Persimmon Capital Management LP to Oberweis Asset Management Incleft May 10, 2011, registered Jul 7, 2011 (58 days) · Other
- Van Kampen Advisors Inc to Persimmon Capital Management LPleft Aug 13, 2008, registered Jun 9, 2009 (300 days) · Other
- Bny Mellon Managed Investments, Inc. to Van Kampen Advisors Incleft Feb 23, 2007, registered Jun 20, 2007 (117 days) · Other
Signals
- John Patrick Collins left Vanguard Advisers, Inc. for Td Private Client Wealth Llc (registered 2026-07-17)Dec 22, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address