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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

STEVEN R BELL

Advisor at A.G.P / ALLIANCE GLOBAL PARTNERS

BOCA RATON, FL

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Search this name across graphsid dfx:ria:d60e840b-c571-6e6e-dc1d-4dbf27f506fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A.G.P / ALLIANCE GLOBAL PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 10
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 7, 2006
First registration: Sep 29, 2009
Dual registered: yes, broker-dealer
Other names: STEVEN R BELL|Steven Bell
IAPD individual key: 5045605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	May 17, 2021	n/a	yes	BOCA RATON, FL	Current employment
MORGAN STANLEY	Wirehouse	Mar 29, 2019	Jun 1, 2021	no	Boca Raton, FL	Previous registration
STOEVER GLASS WEALTH MANAGEMENT, INC.	Former SEC adviser	Jul 10, 2017	Apr 4, 2019	no	BOCA RATON, FL	Previous registration
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jan 21, 2016	Jul 28, 2017	no	BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 29, 2009	Dec 14, 2015	no	BOCA RATON, FL\|DELRAY BEACH, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	A.G.P / ALLIANCE GLOBAL PARTNERS	Jun 1, 2021	May 17, 2021	-15	Firm change	Wirehouse to RIA
STOEVER GLASS WEALTH MANAGEMENT, INC.	MORGAN STANLEY	Apr 4, 2019	Mar 29, 2019	-6	Firm change	RIA to wirehouse
B. RILEY WEALTH ADVISORS, INC.	STOEVER GLASS WEALTH MANAGEMENT, INC.	Jul 28, 2017	Jul 10, 2017	-18	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	B. RILEY WEALTH ADVISORS, INC.	Dec 14, 2015	Jan 21, 2016	38	Firm change	Other

Relationships

Registered with (5)

→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: current employment
May 17, 2021 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 29, 2019 to Jun 1, 2021factForm ADV
→ STOEVER GLASS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Jul 10, 2017 to Apr 4, 2019factForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 21, 2016 to Jul 28, 2017factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 29, 2009 to Dec 14, 2015factForm ADV

Dated events

No dated event names this entity yet.