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Advisor at SPARTA WEALTH PARTNERS
CHARLOTTE, NC | Mesa, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SPARTA WEALTH PARTNERS | Independent wealth | Oct 2, 2024 | n/a | yes | Mesa, AZ|CHARLOTTE, NC | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 31, 2022 | Sep 27, 2024 | no | Phoenix, AZ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 2, 2017 | Apr 12, 2019 | no | CHANDLER, AZ|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | SPARTA WEALTH PARTNERS | Sep 27, 2024 | Oct 2, 2024 | 5 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Apr 12, 2019 | Jan 31, 2022 | 1,025 | Firm change after gap | Wirehouse to ibd |