DFX Intelligence

K•••• M•••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

K•••• M•••••• F••••

Advisor at W•••• F•••• A•••••••

GLASTONBURY, CT | ST. LOUIS, MO

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 11, 2026	n/a	yes	ST. LOUIS, MO\|GLASTONBURY, CT	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 10, 2018	Jun 11, 2026	no	GLASTONBURY, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Jun 11, 2026	Jun 11, 2026	0	Channel change	Wirehouse to wirehouse
H•••••• I••• W••••• A•••••••	W•••• F•••• A•••••••	Jun 30, 2017	Jan 10, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CT:2026-06-09	Jun 11, 2026	Jun 11, 2026	GLASTONBURY, CT	Firm change

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 11, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 10, 2018 to Jun 11, 2026factForm ADV
→ H•••••• I••• W••••• A•••••••Registered adviserregistration: previous registration
Jan 30, 2014 to Jun 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 30, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.