DFX Intelligence

W•••• J• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

W•••• J• E••••••

Advisor at S•••••••• A•••••••• L••

MIAMI, FL | Brentwood, TN

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Search this name across graphsid dfx:ria:d64017d6-523d-8795-705e-a19a47e3d2a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 12, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Apr 30, 2019	n/a	yes	Brentwood, TN\|MIAMI, FL	Current employment
T•• A•••••••• I•••	Bd affiliated wealth	Jul 5, 2016	Jul 18, 2017	no	BRENTWOOD, TN\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• I•••	S•••••••• A•••••••• L••	Jul 18, 2017	Apr 30, 2019	651	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T•• A•••••••• I•••	Aug 1, 2014	Jul 5, 2016

Relationships

Registered with (3)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Apr 30, 2019 to presentfactForm ADV
→ T•• A•••••••• I•••Registered adviserregistration: previous registration
Jul 5, 2016 to Jul 18, 2017factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 15, 2012 to Aug 1, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d64017d6-523d-8795-705e-a19a47e3d2a6
First observed: Oct 15, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.