RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••• J• E••••••
- S•••••••• A•••••••• L•• BD affiliated currentsince Apr 30, 2019 · Brentwood, Tn
- T•• A•••••••• I••• BD affiliatedJul 5, 2016 to Jul 18, 2017 · Brentwood, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 15, 2012 to Aug 1, 2014 · Franklin, Tn
- T•• A•••••••• I••• to S•••••••• A•••••••• L••left Jul 18, 2017, registered Apr 30, 2019 (651 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•• A•••••••• I•••left Aug 1, 2014, registered Jul 5, 2016 (704 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address