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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

DAVID MICHEL HAIK

Advisor at SPC

Overland Park, KS | ANN ARBOR, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SPC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 9, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 9, 1994
First registration: Jan 25, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2559633

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Spc	Bd affiliated wealth	Jul 1, 2022	n/a	yes	ANN ARBOR, MI\|Overland Park, KS	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jan 2, 2018	May 27, 2022	no	Kansas City, MO\|Chapel Hill, NC\|Kansas City, MO\|Mission, KS	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Feb 1, 2017	Dec 31, 2017	no	KANSAS CITY, KS\|Kansas City, KS\|APPLETON, WI	Previous registration
BANKERS & INVESTORS CO.	n/a	Sep 8, 2015	Feb 28, 2017	no	KANSAS CITY, KS	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Nov 6, 2013	Mar 21, 2014	no	OVERLAND PARK, KS	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Oct 7, 2013	no	KANSAS CITY, MO\|KANSAS CITY, MO	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Apr 20, 2012	Aug 1, 2012	no	KANSAS CITY, MO\|KANSAS CITY, MO\|LEAWOOD, KS\|KANSAS CITY, MO	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Feb 9, 2011	Apr 18, 2012	no	MILWAUKEE, WI	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Aug 22, 2006	Feb 2, 2011	no	Kansas City, MO\|Kansas City, MO\|Kansas City, MO\|Nashville, TN\|Raytown, MO\|Kansas City, MO\|KANSAS CITY, MO	Previous registration
AMERICAN CENTURY ADVISORY SERVICES, INC.	Former SEC adviser	Mar 13, 2006	Aug 18, 2006	no	KANSAS CITY, MO	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 25, 2002	Dec 8, 2004	no	KANSAS CITY, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	Spc	May 27, 2022	Jul 1, 2022	35	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	OSAIC INSTITUTIONS, INC.	Dec 31, 2017	Jan 2, 2018	2	Firm change	Other
BANKERS & INVESTORS CO.	INVEST FINANCIAL CORPORATION	Feb 28, 2017	Feb 1, 2017	-27	Firm change	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	BANKERS & INVESTORS CO.	Mar 21, 2014	Sep 8, 2015	536	Firm change after gap	Other
BMO HARRIS FINANCIAL ADVISORS, INC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Oct 7, 2013	Nov 6, 2013	30	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	BMO HARRIS FINANCIAL ADVISORS, INC	Aug 1, 2012	Aug 1, 2012	0	Channel change	Other
M&I INVESTMENT MANAGEMENT CORP.	M&I FINANCIAL ADVISORS, INC.	Apr 18, 2012	Apr 20, 2012	2	Channel change	Other
U.S. BANCORP INVESTMENTS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Feb 2, 2011	Feb 9, 2011	7	Firm change	Other
AMERICAN CENTURY ADVISORY SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Aug 18, 2006	Aug 22, 2006	4	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	AMERICAN CENTURY ADVISORY SERVICES, INC.	Dec 8, 2004	Mar 13, 2006	460	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
12984:35371:WI:2017-12-31	Dec 31, 2017	Jan 2, 2018	APPLETON, WI	Firm change
6874:12984:KS:2017-02-28	Feb 28, 2017	Feb 1, 2017	KANSAS CITY, KS	Firm change

Relationships

Registered with (11)

→ SPCRegistered adviserregistration: current employment
Jul 1, 2022 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jan 2, 2018 to May 27, 2022factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Feb 1, 2017 to Dec 31, 2017factForm ADV
→ BANKERS & INVESTORS CO.Registered adviserregistration: previous registration
Sep 8, 2015 to Feb 28, 2017factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Nov 6, 2013 to Mar 21, 2014factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Oct 7, 2013factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Apr 20, 2012 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Feb 9, 2011 to Apr 18, 2012factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Aug 22, 2006 to Feb 2, 2011factForm ADV
→ AMERICAN CENTURY ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 13, 2006 to Aug 18, 2006factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 25, 2002 to Dec 8, 2004factForm ADV

Dated events

Occurred
May 27, 2022
Advisor changed firm
David Michel Haik left Osaic Institutions, Inc. for Spc (registered 2022-07-01)
Form ADVobserved 4 days ago