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Advisor at PTMA INVESTMENT ADVISORS
St. Louis Park, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PTMA INVESTMENT ADVISORS | Asset manager | Feb 28, 2022 | n/a | yes | St. Louis Park, MN | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 23, 2020 | Feb 16, 2022 | no | Minneapolis, MN | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Dec 7, 2006 | Dec 31, 2019 | no | MINNEAPOLIS, MN|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | PTMA INVESTMENT ADVISORS | Feb 16, 2022 | Feb 28, 2022 | 12 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Dec 31, 2019 | Jan 23, 2020 | 23 | Firm change | Ibd to ibd |