DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•••••••• W••••• A•••••••• L••
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•••••••• W••••• A•••••••• L•• | Independent wealth | Oct 20, 2015 | n/a | yes | ST. LOUIS, MO | Current employment |
| M•••••• S••••••••• C••• I••• | Former SEC adviser | Feb 12, 2014 | Sep 2, 2015 | no | LADUE, MO|MANCHESTER, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• S••••••••• C••• I••• | V•••••••• W••••• A•••••••• L•• | Sep 2, 2015 | Oct 20, 2015 | 48 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | M•••••• S••••••••• C••• I••• | Jun 25, 2012 | Feb 12, 2014 |
| U•• F•••••••• S••••••• I••• | Wirehouse | Sep 16, 2011 | Jun 25, 2012 | no | LEAWOOD, KS | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Sep 15, 1995 | Jun 8, 2011 | no | SCHAUMBURG, IL|CLAYTON, MO|NEW YORK, NY|SWANSEA, IL | Previous registration |
| 597 |
| Firm change after gap |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Jun 8, 2011 | Sep 16, 2011 | 100 | Firm change | Wirehouse to wirehouse |