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Advisor at ALDEN CAPITAL
Doylestown, PA | WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALDEN INVESTMENT GROUP | Independent wealth | Nov 22, 2022 | n/a | yes | Doylestown, PA|WAYNE, PA | Current employment |
| ALDEN CAPITAL | Independent wealth | Dec 6, 2019 | n/a | yes | Doylestown, PA|WAYNE, PA | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Oct 29, 2010 | Dec 6, 2019 | no | JENKINTOWN, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Aug 31, 2010 | no | JENKINTOWN, PA|PHILADELPHIA, PA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Feb 16, 1999 | Jul 1, 2003 | no | JENKINTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | ALDEN CAPITAL | Dec 6, 2019 | Dec 6, 2019 | 0 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | OPPENHEIMER & CO. INC. | Aug 31, 2010 | Oct 29, 2010 | 59 | Firm change | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |