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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Armand Pierre Bryant

Advisor at CHARLES SCHWAB & CO., INC.

Westlake, TX | San Diego, CA

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Search this name across graphsid dfx:ria:d675e114-a430-4d63-ba60-8bfecb3d7b5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 23, 2013
First registration: Apr 14, 2008
Dual registered: yes, broker-dealer
Other names: ARMAND P BRYANT|ARMAND BRYANT
IAPD individual key: 5217137

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 15, 2023	n/a	yes	San Diego, CA\|Westlake, TX	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Jan 4, 2023	no	San Diego, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 15, 2018	Sep 7, 2023	no	San Diego, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 15, 2018	Oct 14, 2022	no	San Diego, CA\|SAN DIEGO, CA\|Westlake, TX\|San Diego, CA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	May 16, 2017	Feb 15, 2018	no	SAINT LOUIS, MO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 15, 2015	Feb 8, 2017	no	EL CAJON, CA\|ESCONDIDO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Sep 23, 2013	Dec 9, 2014	no	Carlsbad, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 22, 2010	no	CARLSBAD, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 14, 2008	Jun 1, 2009	no	CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 26, 2022	-589	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Feb 15, 2018	-1,702	Bulk transfer	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE, INC.	Feb 15, 2018	Feb 15, 2018	0	Channel change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SCOTTRADE INVESTMENT MANAGEMENT	Feb 8, 2017	May 16, 2017	97	Firm change	Other
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 9, 2014	Jan 15, 2015	37	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (7)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Jan 4, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 15, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 15, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
May 16, 2017 to Feb 15, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 15, 2015 to Feb 8, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 23, 2013 to Dec 9, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 14, 2008 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.