DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

TIFFANY UNG SNYDER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Fairfax, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d67f31b7-0d54-113b-939a-e5f3876f8b46

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jan 5, 2008
First registration: Jan 14, 2008
Dual registered: yes, broker-dealer
Other names: TIFFANY N UNG|TIFFANY NGOC UNG|TIFFANY NGOC UNG|TIFFANY UNG HAWKINS
IAPD individual key: 5177890

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 7, 2017	n/a	yes	Fairfax, VA	Current employment
OLD DOMINION CAPITAL MANAGEMENT INC.	Former SEC adviser	Dec 1, 2016	Oct 13, 2017	no	Alexandria, VA\|CHARLOTTESVILLE, VA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 17, 2014	Oct 24, 2016	no	CULPEPER, VA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 18, 2014	no	CULPEPER, VA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 10, 2011	Jan 21, 2014	no	CULPEPER, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	May 23, 2008	Nov 10, 2011	no	FREDERICKSBURG, VA\|CHARLOTTE, NC\|CULPEPER, VA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jan 14, 2008	May 28, 2008	no	CULPEPER, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OLD DOMINION CAPITAL MANAGEMENT INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 13, 2017	Nov 7, 2017	25	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OLD DOMINION CAPITAL MANAGEMENT INC.	Oct 24, 2016	Dec 1, 2016	38	Firm change	Other
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 18, 2014	Jul 17, 2014	29	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	CETERA INVESTMENT SERVICES LLC	Nov 10, 2011	Nov 10, 2011	0	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	May 28, 2008	May 23, 2008	-5	Firm change	Other

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 17, 2014 to Oct 24, 2016factForm ADV
→ OLD DOMINION CAPITAL MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 1, 2016 to Oct 13, 2017factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jun 18, 2014factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 10, 2011 to Jan 21, 2014factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
May 23, 2008 to Nov 10, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 14, 2008 to May 28, 2008factForm ADV

Dated events

No dated event names this entity yet.