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P••• R•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

P••• R•••••• W•••••

Advisor at W•••• F•••• A•••••••

GREENWOOD VILLAGE, CO | CASTLE ROCK, CO

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Search this name across graphsid dfx:ria:d681dddd-192b-7f93-1538-3e711a57709f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Apr 30, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 10, 2012	n/a	yes	GREENWOOD VILLAGE, CO\|CASTLE ROCK, CO	Current employment
B••••••• I••••••••• S•••••••• I••• •••••	Former SEC adviser	Dec 14, 2006	Aug 28, 2012	no	BOULDER, CO\|LOUISVILLE, CO\|KREMMLING, CO\|BOULDER, CO\|LONGMONT, CO\|LONGMONT, CO\|NIWOT, CO\|BERTHOUD, CO\|PARKER, CO\|LYONS, CO\|LOUISVILLE, CO\|BOULDER, CO\|DENVER, CO\|STEAMBOAT SPRINGS, CO\|CRAIG, CO\|FRASER, CO\|KREMMLING, CO\|DENVER, CO\|DENVER, CO\|AURORA, CO\|DENVER, CO\|DENVER, CO\|DENVER, CO\|DENVER, CO\|DENVER, CO\|DENVER, CO\|FRISCO, CO\|EVERGREEN, CO\|CONIFER, CO\|EVERGREEN, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• I••••••••• S•••••••• I••• •••••	W•••• F•••• A•••••••	Aug 28, 2012	Oct 10, 2012	43	Firm change	Other
C••••• I••••••••• S••••••• L••	B••••••• I••••••••• S•••••••• I••• •••••	May 17, 2006	Dec 14, 2006

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Oct 10, 2012 to presentfactForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Dec 14, 2006 to Aug 28, 2012factForm ADV
→ C••••• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Oct 27, 2005 to May 17, 2006factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d681dddd-192b-7f93-1538-3e711a57709f
First observed: Aug 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.