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RIA / WealthAdvisor31 years in industry

DAVID DENNIS PETERS

Advisor at ALLIANCE ADVISORS WEALTH MANAGEMENT LLC

NOVI, MI

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Search this name across graphsid dfx:ria:d6a14995-460b-b63e-263d-d5e962663ad9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLIANCE ADVISORS WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Nov 18, 1994
First registration: Sep 7, 2012
Dual registered: no
IAPD individual key: 2522456

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLIANCE ADVISORS WEALTH MANAGEMENT LLC	State registered	Feb 9, 2026	n/a	yes	NOVI, MI	Current employment
ALLIANCE ADVISORS WEALTH MANAGEMENT LLC	State registered	Nov 26, 2019	Dec 31, 2021	no	NOVI, MI	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Apr 3, 2018	Nov 1, 2018	no	Novi, MI\|KENTWOOD, MI	Previous registration
ARROW FINANCIAL GROUP	State registered	Mar 13, 2017	Mar 20, 2018	no	Livonia, MI	Previous registration
CG ADVISORY SERVICES	Independent wealth	Sep 12, 2012	Mar 8, 2017	no	NOVI, MI\|WILLIAMSTON, MI	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Sep 7, 2012	Jun 23, 2015	no	APPLETON, WI\|NOVI, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	ALLIANCE ADVISORS WEALTH MANAGEMENT LLC	Nov 1, 2018	Nov 26, 2019	390	Firm change	Ibd to state RIA
ARROW FINANCIAL GROUP	REGAL INVESTMENT ADVISORS LLC	Mar 20, 2018	Apr 3, 2018	14	Firm change	Other
CG ADVISORY SERVICES	ARROW FINANCIAL GROUP	Mar 8, 2017	Mar 13, 2017	5	Firm change	Other
INVEST FINANCIAL CORPORATION	CG ADVISORY SERVICES	Jun 23, 2015	Sep 12, 2012	-1,014	Firm change after gap	Other

Relationships

Registered with (5)

→ ALLIANCE ADVISORS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 26, 2019 to Dec 31, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Apr 3, 2018 to Nov 1, 2018factForm ADV
→ ARROW FINANCIAL GROUPRegistered adviserregistration: previous registration
Mar 13, 2017 to Mar 20, 2018factForm ADV
→ CG ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 12, 2012 to Mar 8, 2017factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Sep 7, 2012 to Jun 23, 2015factForm ADV

Dated events

No dated event names this entity yet.