RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••• P•••••
- A••••••• A••••••• W••••• M••••••••• L•• state registered currentsince Feb 9, 2026 · Novi, Mi
- A••••••• A••••••• W••••• M••••••••• L•• state registeredNov 26, 2019 to Dec 31, 2021 · Novi, Mi
- R•••• I••••••••• A••••••• L•• BD affiliatedApr 3, 2018 to Nov 1, 2018 · Novi, Mi
- A•••• F•••••••• G•••• state registeredMar 13, 2017 to Mar 20, 2018 · Livonia, Mi
- C• A••••••• S••••••• independent RIASep 12, 2012 to Mar 8, 2017 · Novi, Mi
- I••••• F•••••••• C••••••••• formerSep 7, 2012 to Jun 23, 2015 · Appleton, Wi
- R•••• I••••••••• A••••••• L•• to A••••••• A••••••• W••••• M••••••••• L••left Nov 1, 2018, registered Nov 26, 2019 (390 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A•••• F•••••••• G•••• to R•••• I••••••••• A••••••• L••left Mar 20, 2018, registered Apr 3, 2018 (14 days) · Other
- C• A••••••• S••••••• to A•••• F•••••••• G••••left Mar 8, 2017, registered Mar 13, 2017 (5 days) · Other
- I••••• F•••••••• C••••••••• to C• A••••••• S•••••••left Jun 23, 2015, registered Sep 12, 2012 (-1014 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address