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RIA / WealthAdvisor22 years in industry

PERRY KEITH JEFFRIES

Advisor at DIAMOND EQUITY ADVISORS

Columbus, OH

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Search this name across graphsid dfx:ria:d6a43b11-9b7e-ef70-c6b4-09544ab3f09f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DIAMOND EQUITY ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 27, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 15, 2004
First registration: Oct 27, 2003
Dual registered: no
Other names: PERRY KEITH JEFFRIES|PERRY KEITH JEFFRIES
IAPD individual key: 4695547

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DIAMOND EQUITY ADVISORS	State registered	Dec 17, 2019	n/a	yes	Columbus, OH	Current employment
FIRST HEARTLAND CONSULTANTS, INC.	Bd affiliated wealth	Jul 26, 2016	Oct 31, 2019	no	Columbus, OH	Previous registration
HARDIMAN INVESTMENT MANAGEMENT, INC.	n/a	Sep 18, 2014	Jul 26, 2016	no	Columbus, OH\|COLUMBUS, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jul 25, 2014	no	Cincinnati, OH\|WESTERVILLE, OH\|Cincinnati, OH\|WESTERVILLE, OH	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 2, 2009	Oct 1, 2012	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 13, 2004	Jan 20, 2009	no	COLUMBUS, OH\|COLUMBUS, OH\|COLUMBUS, OH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 27, 2003	Nov 20, 2003	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST HEARTLAND CONSULTANTS, INC.	DIAMOND EQUITY ADVISORS	Oct 31, 2019	Dec 17, 2019	47	Firm change	Ibd to state RIA
HARDIMAN INVESTMENT MANAGEMENT, INC.	FIRST HEARTLAND CONSULTANTS, INC.	Jul 26, 2016	Jul 26, 2016	0	Firm change	Other
J.P. MORGAN SECURITIES LLC	HARDIMAN INVESTMENT MANAGEMENT, INC.	Jul 25, 2014	Sep 18, 2014	55	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	CHASE INVESTMENT SERVICES CORP.	Jan 20, 2009	Feb 2, 2009	13	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Nov 20, 2003	Apr 13, 2004	145	Firm change	Ibd to wirehouse

Relationships

Registered with (7)

→ DIAMOND EQUITY ADVISORSRegistered adviserregistration: current employment
Dec 17, 2019 to presentfactForm ADV
→ FIRST HEARTLAND CONSULTANTS, INC.Registered adviserregistration: previous registration
Jul 26, 2016 to Oct 31, 2019factForm ADV
→ HARDIMAN INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 18, 2014 to Jul 26, 2016factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Jul 25, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 2, 2009 to Oct 1, 2012factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 13, 2004 to Jan 20, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 27, 2003 to Nov 20, 2003factForm ADV

Dated events

No dated event names this entity yet.