DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Perry Keith Jeffries

Diamond Equity Advisorsstate registeredColumbus, OhIA-onlyIAPD 4695547

Feed of 09/14/2026

Also filed as Perry Keith Jeffries

At current firm

6 y

since Dec 17, 2019

In the industry

22 y

since Oct 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Diamond Equity Advisors state registered current
since Dec 17, 2019 · Columbus, Oh
First Heartland Consultants, Inc. BD affiliated
Jul 26, 2016 to Oct 31, 2019 · Columbus, Oh
Hardiman Investment Management, Inc. unclassified
Sep 18, 2014 to Jul 26, 2016 · Columbus, Oh
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jul 25, 2014 · Cincinnati, Oh
Chase Investment Services Corp. former
Feb 2, 2009 to Oct 1, 2012 · Columbus, Oh
UBS Financial Services Inc. wirehouse
Apr 13, 2004 to Jan 20, 2009 · Columbus, Oh
Ameriprise Financial Services, LLC national BD
Oct 27, 2003 to Nov 20, 2003 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

First Heartland Consultants, Inc. to Diamond Equity Advisors
left Oct 31, 2019, registered Dec 17, 2019 (47 days) · Affiliated broker-dealer or bank to a state-registered adviser
Hardiman Investment Management, Inc. to First Heartland Consultants, Inc.
left Jul 26, 2016, registered Jul 26, 2016 (0 days) · Other
J.P. Morgan Securities LLC to Hardiman Investment Management, Inc.
left Jul 25, 2014, registered Sep 18, 2014 (55 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
UBS Financial Services Inc. to Chase Investment Services Corp.
left Jan 20, 2009, registered Feb 2, 2009 (13 days) · Other
Ameriprise Financial Services, LLC to UBS Financial Services Inc.
left Nov 20, 2003, registered Apr 13, 2004 (145 days) · Affiliated broker-dealer or bank to wirehouse

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address