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Advisor at MARINER
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Mariner | Bd affiliated wealth | Oct 16, 2017 | n/a | yes | Omaha, NE | Current employment |
| MARINER WEALTH ADVISORS | Former SEC adviser | Oct 16, 2017 | Mar 31, 2018 | no | Omaha, NE | Previous registration |
| AVANTAX PLANNING PARTNERS, INC. | Bd affiliated wealth | Aug 19, 2013 | Oct 13, 2017 | no | OMAHA, NE | Previous registration |
| CWM, LLC | Bd affiliated wealth | Jul 1, 2011 | Aug 12, 2013 | no | OMAHA, NE | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 2, 2007 | Aug 1, 2011 | no | OMAHA, NE|FORT MILL, SC|OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Mar 12, 2004 | Oct 31, 2007 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS | Mariner | Mar 31, 2018 | Oct 16, 2017 | -166 | Firm change after gap | Other |
| AVANTAX PLANNING PARTNERS, INC. | MARINER WEALTH ADVISORS | Oct 13, 2017 | Oct 16, 2017 | 3 | Firm change | Other |
| CWM, LLC | AVANTAX PLANNING PARTNERS, INC. | Aug 12, 2013 | Aug 19, 2013 | 7 | Firm change | Other |
| LPL FINANCIAL LLC | CWM, LLC | Aug 1, 2011 | Jul 1, 2011 | -31 | Firm change after gap | Other |
| CETERA INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Oct 31, 2007 | Nov 2, 2007 | 2 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109904:140195:NE:2018-03-31 | Mar 31, 2018 | Oct 16, 2017 | OMAHA, NE | Firm change after gap |
| 106237:109904:NE:2017-10-13 | Oct 13, 2017 | Oct 16, 2017 | OMAHA, NE | Firm change |