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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

CRAIG THOMAS COUGHLIN

Advisor at LPL FINANCIAL LLC

GRAND RAPIDS, MI

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Search this name across graphsid dfx:ria:d6c4973e-d908-240a-1eda-85d1d6d8d143

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jun 2, 1994
First registration: Aug 24, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 2489269

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 21, 2024	n/a	yes	GRAND RAPIDS, MI	Current employment
INTEGRITY ALLIANCE, LLC	Bd affiliated wealth	Jun 25, 2021	Oct 22, 2024	no	Grand Rapids, MI\|URBANDALE, IA\|Grand Rapids, MI\|URBANDALE, IA	Previous registration
CORECAP ADVISORS	Bd affiliated wealth	Aug 17, 2018	Jun 28, 2021	no	Grand Rapids, MI\|SOUTHFIELD, MI	Previous registration
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Aug 24, 2010	Aug 8, 2018	no	KENTWOOD, MI\|LOWELL, MI\|KENTWOOD, MI\|KENTWOOD, MI	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Aug 24, 2010	Jun 30, 2011	no	n/a	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTEGRITY ALLIANCE, LLC	LPL FINANCIAL LLC	Oct 22, 2024	Oct 21, 2024	-1	Firm change	Ibd to ibd
CORECAP ADVISORS	INTEGRITY ALLIANCE, LLC	Jun 28, 2021	Jun 25, 2021	-3	Firm change	Ibd to RIA
REGAL INVESTMENT ADVISORS LLC	CORECAP ADVISORS	Aug 8, 2018	Aug 17, 2018	9	Firm change	Ibd to ibd
AMERICAN PORTFOLIOS ADVISORS, INC	REGAL INVESTMENT ADVISORS LLC	Jun 30, 2011	Aug 24, 2010	-310	Firm change after gap	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 21, 2024 to presentfactForm ADV
→ INTEGRITY ALLIANCE, LLCRegistered adviserregistration: previous registration
Jun 25, 2021 to Oct 22, 2024factForm ADV
→ CORECAP ADVISORSRegistered adviserregistration: previous registration
Aug 17, 2018 to Jun 28, 2021factForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Aug 24, 2010 to Aug 8, 2018factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Aug 24, 2010 to Jun 30, 2011factForm ADV

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
Craig Thomas Coughlin left Integrity Alliance, Llc for Lpl Financial Llc (registered 2024-10-21)
Form ADVobserved 6 days ago