DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Craig Thomas Coughlin
Feed of 09/14/2026
At current firm
1 y
since Oct 21, 2024
In the industry
32 y
since Jun 2, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Oct 21, 2024 · Grand Rapids, Mi
- Integrity Alliance, LLC BD affiliatedJun 25, 2021 to Oct 22, 2024 · Grand Rapids, Mi
- Corecap Advisors BD affiliatedAug 17, 2018 to Jun 28, 2021 · Grand Rapids, Mi
- American Portfolios Advisors, Inc formerAug 24, 2010 to Jun 30, 2011
- Regal Investment Advisors LLC BD affiliatedAug 24, 2010 to Aug 8, 2018 · Kentwood, Mi
Moves
a registration end followed by a registration begin elsewhere
- Integrity Alliance, LLC to LPL Financial LLCleft Oct 22, 2024, registered Oct 21, 2024 (-1 days) · Affiliated broker-dealer or bank to another
- Corecap Advisors to Integrity Alliance, LLCleft Jun 28, 2021, registered Jun 25, 2021 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- Regal Investment Advisors LLC to Corecap Advisorsleft Aug 8, 2018, registered Aug 17, 2018 (9 days) · Affiliated broker-dealer or bank to another
- American Portfolios Advisors, Inc to Regal Investment Advisors LLCleft Jun 30, 2011, registered Aug 24, 2010 (-310 days) · Other
Signals
- Craig Thomas Coughlin left Integrity Alliance, Llc for Lpl Financial Llc (registered 2024-10-21)Oct 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address