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E••• G•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

E••• G•••••• O•••••

Advisor at L•• F•••••••• L••

ST. LOUIS, MO | Oakville, MO | FESTUS, MO | Affton, MO

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Search this name across graphsid dfx:ria:d6e3f645-a5b0-d833-6f60-4c1112d41cf3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 16, 2023	n/a	yes	Oakville, MO\|Affton, MO\|ST. LOUIS, MO\|FESTUS, MO	Current employment
C••••••• B•••••••• S•••••••• I••	Former SEC adviser	Jan 4, 2016	Aug 16, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• B•••••••• S•••••••• I••	L•• F•••••••• L••	Aug 16, 2023	Aug 16, 2023	0	Bulk transfer	RIA to ibd
F•••• T•••• S••••••••• I•••	C••••••• B•••••••• S•••••••• I••	Dec 14, 2015

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 16, 2023 to presentfactForm ADV
→ C••••••• B•••••••• S•••••••• I••Registered adviserregistration: previous registration
Jan 4, 2016 to Aug 16, 2023factForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Apr 9, 2014 to Dec 14, 2015factForm ADV
→ P•• W••••• M•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d6e3f645-a5b0-d833-6f60-4c1112d41cf3
First observed: Jun 23, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.