DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Gregory Oppelz
Feed of 09/15/2026
Also filed as Eric Pooelz
At current firm
3 y
since Aug 16, 2023
In the industry
20 y
since Aug 17, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 16, 2023 · Oakville, Mo
- Commerce Brokerage Services, Inc formerJan 4, 2016 to Aug 16, 2023 · Affton, Mo
- Fifth Third Securities, Inc. BD affiliatedApr 9, 2014 to Dec 14, 2015 · Oakville, Mo
- Pnc Wealth Management BD affiliatedAug 29, 2011 to Apr 8, 2014 · Arnold, Mo
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Aug 18, 2011 · St. Louis, Mo
- Banc Of America Investment Services, Inc. unclassifiedJun 23, 2008 to Oct 23, 2009 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Commerce Brokerage Services, Inc to LPL Financial LLCleft Aug 16, 2023, registered Aug 16, 2023 (0 days) · corporate re-registration, not a move
- Fifth Third Securities, Inc. to Commerce Brokerage Services, Incleft Dec 14, 2015, registered Jan 4, 2016 (21 days) · Other
- Pnc Wealth Management to Fifth Third Securities, Inc.left Apr 8, 2014, registered Apr 9, 2014 (1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Aug 18, 2011, registered Aug 29, 2011 (11 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address