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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

SHANE AUSTIN BRYAN

Advisor at UBS FINANCIAL SERVICES INC.

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:d6f43498-5f29-22be-9d4f-3fef7f412f0f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 15, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 12, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Oct 12, 2012
First registration: Oct 15, 2012
Dual registered: yes, broker-dealer
IAPD individual key: 6100814

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Jul 6, 2022	n/a	yes	BAKERSFIELD, CA	Current employment
VALMARK ADVISERS, INC.	Bd affiliated wealth	Mar 6, 2017	Jul 7, 2022	no	Bakersfield, CA	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 7, 2016	Mar 5, 2017	no	SAN DIEGO, CA\|BAKERSFIELD, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Oct 29, 2014	Jan 19, 2016	no	Bakersfield, CA\|Fresno, CA	Previous registration
MORGAN STANLEY	Wirehouse	Dec 11, 2013	Aug 26, 2014	no	BAKERSFIELD, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 15, 2012	Jul 17, 2013	no	BAKERSFIELD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VALMARK ADVISERS, INC.	UBS FINANCIAL SERVICES INC.	Jul 7, 2022	Jul 6, 2022	-1	Firm change	Ibd to wirehouse
INDEPENDENT FINANCIAL GROUP, LLC	VALMARK ADVISERS, INC.	Mar 5, 2017	Mar 6, 2017	1	Firm change	Other
CHARLES SCHWAB & CO., INC.	INDEPENDENT FINANCIAL GROUP, LLC	Jan 19, 2016	Jan 7, 2016	-12	Firm change	Other
MORGAN STANLEY	CHARLES SCHWAB & CO., INC.	Aug 26, 2014	Oct 29, 2014	64	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
7717:108050:CA:2017-03-05	Mar 5, 2017	Mar 6, 2017	BAKERSFIELD, CA	Firm change

Relationships

Registered with (5)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Jul 6, 2022 to presentfactForm ADV
→ VALMARK ADVISERS, INC.Registered adviserregistration: previous registration
Mar 6, 2017 to Jul 7, 2022factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 7, 2016 to Mar 5, 2017factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Oct 29, 2014 to Jan 19, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 11, 2013 to Aug 26, 2014factForm ADV

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
Shane Austin Bryan left Valmark Advisers, Inc. for Ubs Financial Services Inc. (registered 2022-07-06)
Form ADVobserved 5 days ago