DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shane Austin Bryan
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Jul 6, 2022
In the industry
13 y
since Oct 12, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- UBS Financial Services Inc. wirehouse currentsince Jul 6, 2022 · Bakersfield, Ca
- Valmark Advisers, Inc. BD affiliatedMar 6, 2017 to Jul 7, 2022 · Bakersfield, Ca
- Independent Financial Group, LLC BD affiliatedJan 7, 2016 to Mar 5, 2017 · San Diego, Ca
- Charles Schwab & Co., Inc. national BDOct 29, 2014 to Jan 19, 2016 · Bakersfield, Ca
- Morgan Stanley wirehouseDec 11, 2013 to Aug 26, 2014 · Bakersfield, Ca
- Morgan Stanley wirehouseOct 15, 2012 to Jul 17, 2013 · Bakersfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- Valmark Advisers, Inc. to UBS Financial Services Inc.left Jul 7, 2022, registered Jul 6, 2022 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- Independent Financial Group, LLC to Valmark Advisers, Inc.left Mar 5, 2017, registered Mar 6, 2017 (1 days) · Other · moved with a team
- Charles Schwab & Co., Inc. to Independent Financial Group, LLCleft Jan 19, 2016, registered Jan 7, 2016 (-12 days) · Other
- Morgan Stanley to Charles Schwab & Co., Inc.left Aug 26, 2014, registered Oct 29, 2014 (64 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Shane Austin Bryan left Valmark Advisers, Inc. for Ubs Financial Services Inc. (registered 2022-07-06)Jul 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address