DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

ROBERTO RICARDO RIZZA

Advisor at CITIZENS SECURITIES, INC.

STERLING HEIGHTS, MI | ROCKY RIVER, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d709521c-dbcf-a0d4-493f-44543f2e9696

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 17, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 7
Exams: S63|S66
First exam: Oct 17, 1986
First registration: Nov 12, 2008
Dual registered: yes, broker-dealer
Other names: ROBERTO RICARDO RIZZA|ROBERTO RICARDO RIZZA
IAPD individual key: 1375605

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Sep 11, 2015	n/a	yes	STERLING HEIGHTS, MI\|ROCKY RIVER, OH	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 7, 2013	Aug 21, 2015	no	SAN DIEGO, CA\|STERLING HEIGHTS, MI	Previous registration
L.M. KOHN & COMPANY	Former SEC adviser	Jul 30, 2012	Apr 29, 2013	no	TROY, MI\|CINCINNATI, OH	Previous registration
LEONARD AND COMPANY	Former SEC adviser	Jan 10, 2012	Jul 18, 2012	no	TROY, MI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 12, 2008	Jan 17, 2012	no	CLINTON TOWNSHIP, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	CITIZENS SECURITIES, INC.	Aug 21, 2015	Sep 11, 2015	21	Firm change	Other
L.M. KOHN & COMPANY	CUSO FINANCIAL SERVICES, L.P.	Apr 29, 2013	May 7, 2013	8	Firm change	Other
LEONARD AND COMPANY	L.M. KOHN & COMPANY	Jul 18, 2012	Jul 30, 2012	12	Firm change	Other
WELLS FARGO ADVISORS	LEONARD AND COMPANY	Jan 17, 2012	Jan 10, 2012	-7	Firm change	Other

Relationships

Registered with (5)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Sep 11, 2015 to presentfactForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 7, 2013 to Aug 21, 2015factForm ADV
→ L.M. KOHN & COMPANYRegistered adviserregistration: previous registration
Jul 30, 2012 to Apr 29, 2013factForm ADV
→ LEONARD AND COMPANYRegistered adviserregistration: previous registration
Jan 10, 2012 to Jul 18, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 12, 2008 to Jan 17, 2012factForm ADV

Dated events

No dated event names this entity yet.