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RIA / WealthAdvisor25 years in industry

MATTHEW PHILLIP KEEFE

Advisor at MKT AND ASSOCIATES LLC

TACOMA, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MKT AND ASSOCIATES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 29, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 29, 2000
First registration: Sep 14, 2001
Dual registered: no
Other names: MATT PHILLIP KEEFE
IAPD individual key: 3273518

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MKT AND ASSOCIATES LLC	Independent wealth	Mar 20, 2024	n/a	yes	TACOMA, WA	Current employment
COLUMBIA RIVER ADVISORS	Independent wealth	Jun 15, 2016	Aug 30, 2024	no	Tacoma, WA	Previous registration
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	Asset manager	Aug 26, 2014	Jun 29, 2016	no	GIG HARBOR, WA\|NEW YORK, NY\|GIG HARBOR, WA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Jun 24, 2009	Jun 3, 2014	no	SACRAMENTO, CA\|MILWAUKEE, WI	Previous registration
BNY MELLON SECURITIES CORPORATION	Other adviser	Apr 18, 2008	Jun 4, 2009	no	WAUKESHA, WI\|SHAKER HEIGHTS, OH\|MILWAUKEE, WI\|LOS ANGELES, CA	Previous registration
RUSSELL INVESTMENTS	Asset manager	Jul 11, 2005	Apr 2, 2008	no	MILWAUKEE, WI	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Sep 14, 2001	Jul 6, 2004	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COLUMBIA RIVER ADVISORS	MKT AND ASSOCIATES LLC	Aug 30, 2024	Mar 20, 2024	-163	Firm change after gap	RIA to new firm
MORGAN STANLEY INVESTMENT MANAGEMENT INC.	COLUMBIA RIVER ADVISORS	Jun 29, 2016	Jun 15, 2016	-14	Firm change	Other
RUSSELL INVESTMENTS	MORGAN STANLEY INVESTMENT MANAGEMENT INC.	Jun 3, 2014	Aug 26, 2014	84	Firm change	Other
BNY MELLON SECURITIES CORPORATION	RUSSELL INVESTMENTS	Jun 4, 2009	Jun 24, 2009	20	Firm change	Other
RUSSELL INVESTMENTS	BNY MELLON SECURITIES CORPORATION	Apr 2, 2008	Apr 18, 2008	16	Firm change	Other
STRONG CAPITAL MANAGEMENT INC	RUSSELL INVESTMENTS	Jul 6, 2004	Jul 11, 2005	370	Firm change	Other

Relationships

Registered with (6)

→ MKT AND ASSOCIATES LLCRegistered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ COLUMBIA RIVER ADVISORSRegistered adviserregistration: previous registration
Jun 15, 2016 to Aug 30, 2024factForm ADV
→ MORGAN STANLEY INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 26, 2014 to Jun 29, 2016factForm ADV
→ RUSSELL INVESTMENTSRegistered adviserregistration: previous registration
Jun 24, 2009 to Jun 3, 2014factForm ADV
→ BNY MELLON SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 18, 2008 to Jun 4, 2009factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Sep 14, 2001 to Jul 6, 2004factForm ADV

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
Matthew Phillip Keefe left Columbia River Advisors for Mkt And Associates Llc (registered 2024-03-20)
Form ADVobserved 6 days ago