DFX Intelligence

C••••••••• L••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

C••••••••• L••••• N•••••

Advisor at T••••• W•••••• L•••••

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:d723190d-0ccd-a5f1-f44c-93d6fbec7ac9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• W•••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• W•••••• L•••••	Independent wealth	Feb 24, 2020	n/a	yes	SCOTTSDALE, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Mar 4, 2020	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• F•••••••• L•••	L•• F•••••••• L••	Feb 2, 2021	Feb 14, 2018	-1,084	Firm change after gap	Other
L•• F•••••••• L••	T••••• W•••••• L•••••	Mar 4, 2020	Feb 24, 2020

Relationships

Registered with (5)

→ T••••• W•••••• L•••••Registered adviserregistration: current employment
Feb 24, 2020 to presentfactForm ADV
→ T••••••• F•••••••• L•••Registered adviserregistration: previous registration
Dec 7, 2017 to Feb 2, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Mar 4, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d723190d-0ccd-a5f1-f44c-93d6fbec7ac9
First observed: Aug 5, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.