DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher Lowell Nowack
Feed of 09/14/2026
Also filed as Christopher Nowack
At current firm
6 y
since Feb 24, 2020
In the industry
16 y
since Mar 1, 2010 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Trajan Wealth, L.L.C. independent RIA currentsince Feb 24, 2020 · Scottsdale, Az
- LPL Financial LLC BD affiliatedFeb 14, 2018 to Mar 4, 2020 · Scottsdale, Az
- Ta-Check Financial Ltd. state registeredDec 7, 2017 to Feb 2, 2021 · Scottsdale, Az
- Sii Investments, Inc. formerAug 15, 2017 to Feb 14, 2018 · Scottsdale, Az
- Creativeone Securities, LLC BD affiliatedFeb 23, 2012 to Aug 11, 2017 · Scottsdale, Az
- Sii Investments, Inc. formerAug 5, 2011 to Feb 3, 2012 · Sottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Ta-Check Financial Ltd. to LPL Financial LLCleft Feb 2, 2021, registered Feb 14, 2018 (-1084 days) · Other
- LPL Financial LLC to Trajan Wealth, L.L.C.left Mar 4, 2020, registered Feb 24, 2020 (-9 days) · Affiliated broker-dealer or bank to independent RIA
- Sii Investments, Inc. to Ta-Check Financial Ltd.left Feb 14, 2018, registered Dec 7, 2017 (-69 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Creativeone Securities, LLC to Sii Investments, Inc.left Aug 11, 2017, registered Aug 15, 2017 (4 days) · Other
- Sii Investments, Inc. to Creativeone Securities, LLCleft Feb 3, 2012, registered Feb 23, 2012 (20 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address