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RIA / WealthAdvisor44 years in industry

DAVID JAY VOGEL

Advisor at SIMPLICITY WEALTH

SUMMIT, NJ | Sandy Springs, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Dec 17, 1981
First registration: Apr 29, 2003
Dual registered: no
Other names: DAVE VOGEL|DAVID JAY VOGEL
IAPD individual key: 1020967

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Aug 7, 2019	n/a	yes	SUMMIT, NJ\|Sandy Springs, GA	Current employment
VIRTUE CAPITAL MANAGEMENT, LLC	Independent wealth	May 8, 2017	Aug 6, 2019	no	ROSWELL, GA\|BRENTWOOD, TN	Previous registration
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jun 16, 2015	May 5, 2017	no	SANDY SPRINGS, GA\|WHEATON, IL	Previous registration
INVESTACORP ADVISORY SERVICES INC	Former SEC adviser	Jun 12, 2014	Dec 1, 2014	no	ALPHARETTA, GA	Previous registration
NESTWISE LLC	Former SEC adviser	Jul 29, 2013	Sep 27, 2013	no	ATLANTA, GA\|BOSTON, MA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 19, 2012	Jun 7, 2013	no	Johns Creek, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 30, 2008	Nov 30, 2010	no	ATLANTA, GA\|ATLANTA, GA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Apr 29, 2003	Sep 23, 2008	no	ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA\|ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VIRTUE CAPITAL MANAGEMENT, LLC	SIMPLICITY WEALTH	Aug 6, 2019	Aug 7, 2019	1	Firm change	RIA to new firm
BROOKSTONE CAPITAL MANAGEMENT LLC	VIRTUE CAPITAL MANAGEMENT, LLC	May 5, 2017	May 8, 2017	3	Firm change	Other
INVESTACORP ADVISORY SERVICES INC	BROOKSTONE CAPITAL MANAGEMENT LLC	Dec 1, 2014	Jun 16, 2015	197	Firm change	Other
NESTWISE LLC	INVESTACORP ADVISORY SERVICES INC	Sep 27, 2013	Jun 12, 2014	258	Firm change	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	NESTWISE LLC	Jun 7, 2013	Jul 29, 2013	52	Firm change	Other
WOODBURY FINANCIAL SERVICES, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Nov 30, 2010	Nov 19, 2012	720	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	WOODBURY FINANCIAL SERVICES, INC.	Sep 23, 2008	Sep 30, 2008	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
167816:300572:TN:2019-07-29	Aug 6, 2019	Aug 7, 2019	BRENTWOOD, TN	Firm change

Relationships

Registered with (8)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Aug 7, 2019 to presentfactForm ADV
→ VIRTUE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 8, 2017 to Aug 6, 2019factForm ADV
→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 16, 2015 to May 5, 2017factForm ADV
→ INVESTACORP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Jun 12, 2014 to Dec 1, 2014factForm ADV
→ NESTWISE LLCRegistered adviserregistration: previous registration
Jul 29, 2013 to Sep 27, 2013factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 19, 2012 to Jun 7, 2013factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 30, 2008 to Nov 30, 2010factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 29, 2003 to Sep 23, 2008factForm ADV

Dated events

No dated event names this entity yet.