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Advisor at MORGAN STANLEY
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 28, 2021 | n/a | yes | Dallas, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2009 | Jun 1, 2021 | no | DALLAS, TX | Previous registration |
| SANDERS MORRIS LLC | Independent wealth | Oct 20, 2006 | May 18, 2009 | no | DALLAS, TX | Previous registration |
| SMH CAPITAL ADVISORS LLC | Institutional manager | May 19, 2006 | Dec 31, 2006 | no | FORT WORTH, TX | Previous registration |
| CALANDRO ADVISORY SERVICES, INC. | n/a | Jul 14, 2003 | May 15, 2009 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 1, 2021 | May 28, 2021 | -4 | Firm change | Wirehouse to wirehouse |
| SANDERS MORRIS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | May 18, 2009 | May 19, 2009 | 1 | Firm change | Other |
| CALANDRO ADVISORY SERVICES, INC. | SMH CAPITAL ADVISORS LLC | May 15, 2009 | May 19, 2006 | -1,092 | Firm change after gap | Other |
| SMH CAPITAL ADVISORS LLC | SANDERS MORRIS LLC | Dec 31, 2006 | Oct 20, 2006 | -72 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:149777:TX:2021-06-01 | Jun 1, 2021 | May 28, 2021 | DALLAS, TX | Firm change |