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Registered advisor
J••• C•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• C•••••••
At current firm
5 y
since May 28, 2021
In the industry
46 y
since Aug 21, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 28, 2021 · Dallas, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 19, 2009 to Jun 1, 2021 · Dallas, Tx
- S•••••• M••••• L•• independent RIAOct 20, 2006 to May 18, 2009 · Dallas, Tx
- S•• C•••••• A••••••• L•• institutionalMay 19, 2006 to Dec 31, 2006 · Fort Worth, Tx
- C••••••• A••••••• S•••••••• I••• unclassifiedJul 14, 2003 to May 15, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Jun 1, 2021, registered May 28, 2021 (-4 days) · Wirehouse to wirehouse · moved with a team
- S•••••• M••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 18, 2009, registered May 19, 2009 (1 days) · Other
- C••••••• A••••••• S•••••••• I••• to S•• C•••••• A••••••• L••left May 15, 2009, registered May 19, 2006 (-1092 days) · Other
- S•• C•••••• A••••••• L•• to S•••••• M••••• L••left Dec 31, 2006, registered Oct 20, 2006 (-72 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address