DFX Intelligence

H••• G••••• A•••• M••••••••• •••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

H••• G••••• A•••• M••••••••• •••••••

CRD 158519

COURBEVOIE

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Search this name across graphsid dfx:ria:d736502a-f3e8-7845-e054-838a1f4b34b2

Data as of Aug 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 12
On other graphs: 0
Observed: Mar 30, 2012 to Aug 24, 2022
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $79B••• Locked
Discretionary RAUM: $79B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 308
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H••• G••••• L•••••••• F•••• P•• • S••••••• L•••••••• F•••	Liquidity Fund	$9.1B	Aug 8, 2016	494	Jul 10, 2012	dropped	n/a
H••• G••••• L•••••••• F•••• P•• • E••• L•••••••• F•••	Liquidity Fund	$8.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• X•••••• F•••••••	Director	Na	yes	05/2022	Jul 7, 2022	Aug 24, 2022
B••••••••• J•••	CHAIRMAN AND DIRECTOR OF THE BOARD	Na	yes	01/2012	Mar 30, 2012	Aug 24, 2022

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
H••• G••••• A•••• M••••••••• ••• L••••••	n/a	Asset manager	$260B	N	yes	n/a
H••• G••••• A•••• M••••••••• •••• I•••	n/a	Asset manager	$157B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$79B	$88B	-10.5%	$73B	2.5%	308	311	0	0

Relationships

Affiliated with (3)

→ H••• G••••• A•••• M••••••••• •••• K•••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ H••• G••••• A•••• M••••••••• •••• I•••Registered adviserother investment adviser, bank, common control
factForm ADV
→ H••• G••••• A•••• M••••••••• ••• L••••••Registered adviserother investment adviser, common control
factForm ADV

Owns (5)

← V•••••••• S•••••

Dated events

Occurred
Jul 7, 2022
Control person joined
Francois Xavier Baraton (Director) appeared on Schedule A of H••• G••••• A•••• M••••••••• •••••••
Form ADVobserved 7 days ago
Occurred
Jul 7, 2022
Control person joined
Gregory J T••••••• (Chief Risk Officer) appeared on Schedule A of H••• G••••• A•••• M••••••••• •••••••
Form ADVobserved 7 days ago
Occurred
Jul 7, 2022
Control person left
Gregory J T••••••• (Chief Risk Officer) no longer on Schedule A of H••• G••••• A•••• M••••••••• ••••••• (listed 2022-07-07, absent 2022-07-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d736502a-f3e8-7845-e054-838a1f4b34b2
First observed: Mar 30, 2012
Last observed: Aug 24, 2022 49 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.