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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

THOMAS JOSEPH ALLEY

Advisor at SUPREME ALLIANCE LLC

Tulsa, OK | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:d73ed733-be85-b698-1f7b-b660b146f035

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 2, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUPREME ALLIANCE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 22, 1996
First registration: Nov 2, 2000
Dual registered: yes, broker-dealer
Other names: TOM ALLEY
IAPD individual key: 1942297

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUPREME ALLIANCE LLC	Independent wealth	Jan 5, 2026	n/a	yes	Tulsa, OK\|CHARLOTTE, NC\|CHARLOTTE, NC	Current employment
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Apr 11, 2023	May 20, 2024	no	WHEATON, IL\|Tulsa, OK	Previous registration
TALON LLC	Independent wealth	Mar 15, 2023	May 20, 2024	no	Tulsa, OK	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	Mar 15, 2023	no	TULSA, OK\|TULSA, OK	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Feb 5, 2009	Nov 29, 2017	no	PARSONS, KS\|TULSA, OK	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Oct 31, 2008	Feb 5, 2009	no	TULSA, OK	Previous registration
AMERICAN GENERAL SECURITIES INCORPORATED	n/a	Nov 2, 2000	Oct 31, 2008	no	TULSA, OK\|TULSA, OK\|TULSA, OK	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROOKSTONE WEALTH ADVISORS, LLC	SUPREME ALLIANCE LLC	May 20, 2024	Jan 5, 2026	595	Firm change after gap	Other
TALON LLC	BROOKSTONE WEALTH ADVISORS, LLC	May 20, 2024	Apr 11, 2023	-405	Firm change after gap	Other
LPL FINANCIAL LLC	TALON LLC	Mar 15, 2023	Mar 15, 2023	0	Firm change	RIA to RIA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Nov 29, 2017	Nov 29, 2017	0	Firm change	Other
SAGEPOINT FINANCIAL, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Feb 5, 2009	Feb 5, 2009	0	Firm change	Other
AMERICAN GENERAL SECURITIES INCORPORATED	SAGEPOINT FINANCIAL, INC.	Oct 31, 2008	Oct 31, 2008	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
29604:6413:OK:2017-11-29	Nov 29, 2017	Nov 29, 2017	TULSA, OK	Firm change

Relationships

Registered with (7)

→ SUPREME ALLIANCE LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ TALON LLCRegistered adviserregistration: previous registration
Mar 15, 2023 to May 20, 2024factForm ADV
→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 11, 2023 to May 20, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 29, 2017 to Mar 15, 2023factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Feb 5, 2009 to Nov 29, 2017factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 31, 2008 to Feb 5, 2009factForm ADV
→ AMERICAN GENERAL SECURITIES INCORPORATEDRegistered adviserregistration: previous registration
Nov 2, 2000 to Oct 31, 2008factForm ADV

Dated events

Occurred
May 20, 2024
Advisor changed firm
Thomas Joseph Alley left Brookstone Wealth Advisors, Llc for Supreme Alliance Llc (registered 2026-01-05)
Form ADVobserved 6 days ago
Occurred
May 20, 2024
Advisor changed firm
Thomas Joseph Alley left Talon Llc for Brookstone Wealth Advisors, Llc (registered 2023-04-11)
Form ADVobserved 6 days ago
Occurred
Mar 15, 2023
Advisor changed firm
Thomas Joseph Alley left Lpl Financial Llc for Talon Llc (registered 2023-03-15)
Form ADVobserved 6 days ago