DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Thomas Joseph Alley

Supreme Alliance LLCindependent RIATulsa, Ok dual registrantIAPD 1942297

Feed of 09/14/2026

Also filed as Tom Alley

At current firm

0 y

since Jan 5, 2026

In the industry

29 y

since Nov 22, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Supreme Alliance LLC independent RIA current
since Jan 5, 2026 · Tulsa, Ok
Brookstone Wealth Advisors, LLC no RAUM
Apr 11, 2023 to May 20, 2024 · Wheaton, Il
Talon LLC independent RIA
Mar 15, 2023 to May 20, 2024 · Tulsa, Ok
LPL Financial LLC BD affiliated
Nov 29, 2017 to Mar 15, 2023 · Tulsa, Ok
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Feb 5, 2009 to Nov 29, 2017 · Parsons, Ks
Sagepoint Financial, Inc. former
Oct 31, 2008 to Feb 5, 2009 · Tulsa, Ok
American General Securities Incorporated unclassified
Nov 2, 2000 to Oct 31, 2008 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

Brookstone Wealth Advisors, LLC to Supreme Alliance LLC
left May 20, 2024, registered Jan 5, 2026 (595 days) · Other
Talon LLC to Brookstone Wealth Advisors, LLC
left May 20, 2024, registered Apr 11, 2023 (-405 days) · Other
LPL Financial LLC to Talon LLC
left Mar 15, 2023, registered Mar 15, 2023 (0 days) · RIA to RIA
National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLC
left Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
Sagepoint Financial, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Feb 5, 2009, registered Feb 5, 2009 (0 days) · Other
American General Securities Incorporated to Sagepoint Financial, Inc.
left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move

Signals

Thomas Joseph Alley left Brookstone Wealth Advisors, Llc for Supreme Alliance Llc (registered 2026-01-05)
May 20, 2024 · Advisor changed firm · fact
Thomas Joseph Alley left Talon Llc for Brookstone Wealth Advisors, Llc (registered 2023-04-11)
May 20, 2024 · Advisor changed firm · fact
Thomas Joseph Alley left Lpl Financial Llc for Talon Llc (registered 2023-03-15)
Mar 15, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address