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Advisor at ESI FINANCIAL ADVISORS
COLCHESTER, VT | CLIFTON PARK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | Independent wealth | Apr 8, 2022 | n/a | yes | COLCHESTER, VT|CLIFTON PARK, NY | Current employment |
| TSA MANAGEMENT INC | Independent wealth | Aug 4, 2021 | Apr 13, 2022 | no | GLEN HEAD, NY|Clifton Park Drive, NY | Previous registration |
| PKS ADVISORY SERVICES, LLC | Independent wealth | Apr 8, 2015 | Jul 22, 2021 | no | ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TSA MANAGEMENT INC | ESI FINANCIAL ADVISORS | Apr 13, 2022 | Apr 8, 2022 | -5 | Firm change | RIA to ibd |
| PKS ADVISORY SERVICES, LLC | TSA MANAGEMENT INC | Jul 22, 2021 | Aug 4, 2021 | 13 | Firm change | RIA to RIA |