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Advisor at WELLS FARGO ADVISORS
EL SEGUNDO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 15, 2024 | n/a | yes | EL SEGUNDO, CA | Current employment |
| MARINER INDEPENDENT | Independent wealth | Sep 30, 2021 | Mar 1, 2024 | no | Manhattan Beach, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 30, 2020 | Sep 27, 2021 | no | EL SEGUNDO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 9, 2020 | Aug 26, 2020 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MARINER INDEPENDENT | WELLS FARGO ADVISORS | Mar 1, 2024 | Mar 15, 2024 | 14 | Firm change | RIA to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MARINER INDEPENDENT | Sep 27, 2021 | Sep 30, 2021 | 3 | Firm change | Wirehouse to RIA |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 26, 2020 | Sep 30, 2020 | 35 | Firm change | Wirehouse to wirehouse |