DFX Intelligence

D•••••• R•••••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

D•••••• R•••••• D•••••••

Advisor at E•••••••• M••• A•••• M••••••••• L••

Wyomissing, PA | DANVILLE, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d77a387d-221e-ea7e-e8ac-1c6a7adffc96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• M••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 21, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• M••• A•••• M••••••••• L••	Independent wealth	Aug 31, 2022	n/a	yes	Wyomissing, PA\|DANVILLE, CA	Current employment
V••••• A•••• M•••••••••	Independent wealth	Jan 2, 2020	Nov 30, 2022	no	DURHAM, NC\|WYOMISSING, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• A•••• M•••••••••	E•••••••• M••• A•••• M••••••••• L••	Nov 30, 2022	Aug 31, 2022	-91	Firm change after gap	RIA to new firm
B••••••••• A•••• M••••••••• L••	V••••• A•••• M•••••••••	Oct 10, 2018	Jan 2, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
158667:322382:PA:2022-11-30	Nov 30, 2022	Aug 31, 2022	WYOMISSING, PA	Firm change after gap

Relationships

Registered with (3)

→ E•••••••• M••• A•••• M••••••••• L••Registered adviserregistration: current employment
Aug 31, 2022 to presentfactForm ADV
→ V••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jan 2, 2020 to Nov 30, 2022factForm ADV
→ B••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2017 to Oct 10, 2018factForm ADV

Dated events

Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d77a387d-221e-ea7e-e8ac-1c6a7adffc96
First observed: Mar 15, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.