DFX Intelligence

M•• I••••••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

M•• I••••••••• M•••••••••

MASSACHUSETTS FINANCIAL SERVICES COMPANY, CRD 110045

BOSTON, MA

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Search this name across graphsid dfx:ria:d77da888-5fa3-6895-0399-70ddc1d8122e

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 43
Dated events: 17
On other graphs: 1
Observed: Nov 21, 2011 to Mar 31, 2026
60 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

M•• I••••••••• M•••••••••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.99 institutional_share=0.01 related_bd=true related_bank=true bd_reps=65.0
Regulatory AUM: $514B••• Locked
Discretionary RAUM: $477B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 1,244

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L•••• S••••• 2•••••• L•••	Securitized Asset Fund	$994M	Jan 4, 2013	0	Aug 17, 2012	dropped	n/a
F•••••••• S••••• S•••• 2•••••• L•••	Securitized Asset Fund	$363M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• T••••••• G•••••••	Director	Na	yes	07/2024	Jul 25, 2024	Oct 30, 2024
G••••••• C••••• W••••••	DIRECTOR AND PRESIDENT	Na	yes	01/2018	Jan 31, 2018	Oct 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•• I••••••••• A••••••• I•••	n/a	Other adviser	$114B	Y	yes	n/a
S•• L••• C•••••• M••••••••• ••••• L••	n/a	I•••••••••_MANAGER	$76B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$514B	$473B	8.7%	$417B	7.2%	1,244	1,271	0	0

Relationships

Affiliated with (16)

← ADVISORS ASSET MANAGEMENT, INC.Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• ••••• L•••••• P•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• STRATEGIC CAPITAL PARTNERSRegistered adviserother investment adviser, common control
factForm ADV
← BGO US REAL ESTATE LPRegistered adviser

Dated events

Occurred
Jul 25, 2024
Control person joined
Girdwood Timothy Deacon (Director) appeared on Schedule A of M•• I••••••••• M•••••••••
Form ADVobserved 7 days ago
Occurred
Jul 25, 2024
Control person left
Marie Linda Dougherty (Director) no longer on Schedule A of M•• I••••••••• M••••••••• (listed 2024-03-28, absent 2024-07-25)
Form ADVobserved 7 days ago
Occurred
Mar 28, 2024
Control person left
Manjit Singh (Director) no longer on Schedule A of M•• I••••••••• M••••••••• (listed 2023-09-06, absent 2024-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d77da888-5fa3-6895-0399-70ddc1d8122e
First observed: Nov 21, 2011
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (15)

← G••••••• C••••• W••••••OwnerDIRECTOR AND PRESIDENT, ownership code NA, individual
Jan 31, 2018 to Oct 30, 2024factForm ADV
← R••••••• M••••••• W••••••OwnerDIRECTOR, CHAIRMAN OF THE BOARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Nov 21, 2011 to Oct 30, 2024factForm ADV
← H•••••• H••••• W•••••OwnerEXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY, ownership code NA, individual
Mar 31, 2017 to Oct 30, 2024factForm ADV
← K•••••• A••••• B••••••••OwnerDIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Nov 21, 2011 to Oct 30, 2024factForm ADV
← L••••••••• R•••• E••••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 31, 2022 to Oct 30, 2024factForm ADV
← D•••••• T••••••• G•••••••OwnerDIRECTOR, ownership code NA, individual
Jul 25, 2024 to Oct 30, 2024factForm ADV
← S•••••• K••••• D•OwnerDIRECTOR, ownership code NA, individual
Jun 21, 2017 to Oct 30, 2024factForm ADV
← K••••••• M••••••• J•••OwnerDIRECTOR, ownership code NA, individual
Feb 6, 2020 to Oct 30, 2024factForm ADV
← S•• L••• 2••••• F•••••••• C••••OwnerSHAREHOLDER, ownership code E, foreign entity
Dec 27, 2016 to Oct 30, 2024factForm ADV
← S•• L••• A•••••••• C•••••• O• C••••• • U••••••••• H•••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 21, 2011 to Oct 30, 2024factForm ADV
← S•• L••• F•••••••• ••••• H•••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 21, 2011 to Oct 30, 2024factForm ADV
← S•• L••• F•••••••• ••••• I••••••••• L••OwnerSHAREHOLDER, ownership code E, domestic entity
Nov 21, 2011 to Oct 30, 2024factForm ADV
← S•• L••• F•••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to Oct 30, 2024factForm ADV
← S•• L••• G••••• I••••••••• I•••OwnerSHAREHOLDER, ownership code E, foreign entity
Nov 21, 2011 to Oct 30, 2024factForm ADV
← S•• L••• O• C••••• ••••• F•••••••• S••••••• H•••••••• I•••OwnerSHAREHOLDER, ownership code E, domestic entity
Mar 7, 2012 to Oct 30, 2024factForm ADV