DFX Intelligence

S•• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM 10b 100b

S•• M•••••••••

SUN L••• CAPITAL MANAGEMENT (U.S.) LLC, CRD 109684

WELLESLEY HILLS, MA

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Search this name across graphsid dfx:ria:c559f45c-6f62-fc18-5015-a620fe4e169d

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 53
Dated events: 32
On other graphs: 2
Observed: Mar 30, 2012 to Mar 31, 2026
52 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S•• M•••••••••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Private Creditidentity

S•• M•••••••••

Private credit manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.09 institutional_share=0.89 related_bd=true related_bank=true bd_reps=19.0
Regulatory AUM: $76B••• Locked
Discretionary RAUM: $66B
Private client RAUM: $4.8Mderived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $76Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E••• L••••••• H••••••	n/a	WELLESLEY HILLS, MA	1	15	5	yes

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•• M••••••••• U••• I••••••••• I••••••••• G•••• P•••••• C••••• F•••• L•••	Other Private Fund	$545M	Mar 31, 2026	8	Mar 31, 2022	reported	021-419563
S•• M••••••••• U••• I••••••••• G•••• P•••••• C••••• F•••• L•••	Other Private Fund	$436M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• R•••••••• B••••	CIO, SUN L•••, MANAGER, BOARD OF MANAGERS	Na	yes	02/2016	Feb 17, 2016	Mar 28, 2024
C•••••• P•••••••	CHAIR AND MANAGER, BOARD OF MANAGERS	Na	yes	07/2023	Aug 3, 2023	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••••••• F•••••••• S••••••• C••••••	n/a	Asset manager	$514B	N	yes	n/a
M•• I••••••••• A••••••• I•••	n/a	Other adviser	$114B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Redmond	Wa	United States	17	no
Toronto	n/a	Canada	15	no
NEW YORK	NY	United States	13	no
Hartford	Ct	United States	5	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$76B	$69B	10.5%	$67B	4.5%	207	225	4	4

Relationships

Affiliated with (24)

← A••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
← B••••••••• ••••• L•••••• P•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
← B••••••••• S•••••••• C•••••• P•••••••Registered adviserother investment adviser, control, common control
factForm ADV
← B•• U• R••• E••••• L•Registered adviser

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria indirect owner change
••• Locked
Form ADVobserved today
Occurred
Mar 31, 2026
Ria principal change
••• Locked
Form ADVobserved today

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c559f45c-6f62-fc18-5015-a620fe4e169d
First observed: Mar 30, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (16)

← B••••• R•••••••• B••••OwnerCIO, SUN L•••, MANAGER, BOARD OF MANAGERS, ownership code NA, individual
Feb 17, 2016 to Mar 28, 2024factForm ADV
← P••••••• S••••••• C•OwnerPRESIDENT AND MANAGER, BOARD OF MANAGERS, ownership code NA, individual
Mar 30, 2012 to Mar 28, 2024factForm ADV
← R•••••• P••••••• R••••••OwnerMANAGER, BOARD OF MANAGERS, ownership code NA, individual
Jan 2, 2020 to Mar 28, 2024factForm ADV
← D•••••••• A••• E••••••••OwnerMANAGER, BOARD OF MANAGERS, ownership code NA, individual
Mar 31, 2023 to Mar 28, 2024factForm ADV
← C•••••• P•••••••OwnerCHAIR AND MANAGER, BOARD OF MANAGERS, ownership code NA, individual
Aug 3, 2023 to Mar 28, 2024factForm ADV
← H•••••• J•••••• A• •• O••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 17, 2023 to Mar 28, 2024factForm ADV
← S•••• C••••••• G•••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
May 17, 2023 to Mar 28, 2024factForm ADV
← K•••••• C••••••• L•••••OwnerSECRETARY, ownership code NA, individual
Mar 30, 2018 to Mar 28, 2024factForm ADV
← V•• d•• H•••••• M••••••• F••••••OwnerSVP, CHIEF FINANCIAL OFFICER, TREASURER, ownership code NA, individual
May 16, 2019 to Mar 28, 2024factForm ADV
← S•• L••• 2••••• F•••••••• C••••OwnerSOLE SHAREHOLDER, ownership code D, foreign entity
Mar 29, 2019 to Mar 28, 2024factForm ADV
← S•• L••• A•••••••• C•••••• O• C••••• • U••• O••••••••• H•••••••• I•••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 28, 2024factForm ADV
← S•• L••• F•••••••• ••••• H•••••••• I•••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2020 to Mar 28, 2024factForm ADV
← S•• L••• F•••••••• ••••• I••••••••• L••OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2020 to Mar 28, 2024factForm ADV
← S•• L••• F•••••••• I•••OwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Mar 28, 2024factForm ADV
← S•• L••• G••••• I••••••••• I•••OwnerSOLE SHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Mar 28, 2024factForm ADV
← S•• L••• I••••••••• M••••••••• U•••• I•••OwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2020 to Mar 28, 2024factForm ADV